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Principal Auditor AML

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Richmond, VA
$75,000 - $90,000
Job Type
Direct Hire
Oct 16, 2017
Job ID
Client is seeking an energetic, self-motivated mid-level Principal Auditor to join the Corporate Audit Services team. The Principal Auditor will perform professional internal auditing work that involves conducting operational, financial and compliance audit projects and providing input to the annual audit plan. The Principal Auditor will be responsible for maintaining all organizational and professional ethical standards.
- Oversee major components of business units and lead small to medium size audits. Perform risk assessments of business activities, potential exposures and the materiality of loss. Design and perform appropriate audit procedures to verify the effectiveness.
- Design and execute internal control testing for operations of moderate complexity. Perform and often plan audit tasks of moderate difficulty, demonstrating a degree of audit expertise consistent with experience level.
- Establish and maintain good client relations during engagements.
- Begin communicating the results of some audit projects to management via written reports and oral presentations.
An ideal candidate will have the following: ability to manage and prioritize multiple tasks and meet deadlines; strong, effective communication skills (verbally and in writing) with management and external parties; demonstrated success establishing and maintaining strong working relationships with all levels of associates; demonstrated success interacting with and influencing various stakeholders within a large organization.
Basic Qualifications:
- Bachelor’s Degree or military experience
- At least 3 years of experience in auditing, at least 3 years of experience in accounting, at least 3 years of experience in compliance or a combination
- At least 2 years of experience in leading audits and performing in the role of auditor-in-charge
Preferred Qualifications:
- Certified Internal Auditor (CIA), Certifield Public Accountant (CPA), or Certified Regulatory Compliance Manager (CRCM)
- 4+ years of experience in auditing, 4+ years of experience in accounting, 4+ years of experience in compliance or a combination
- 1+ year experience in banking or 1+ year experience in financial services industry
- 1+ year experience in one or more areas of compliance, including consumer, Anti-Money Laundering (AML), brokerage, wealth management, and trust.
2+ to 5 years experience
Management Experience Required - No
Minimum Education - Bachelor's Degree
Willingness to Travel - Occasionally
Location: McLean or Richmond